Christopher Kendall McSwain
SHADFORTH FINANCIAL GROUP LIMITED · Melbourne VIC 3000 · Advising since 2004
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000277293
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- SHADFORTH FINANCIAL GROUP LIMITED · AFSL 318613Since 5 March 2013
- Principal business address
- Melbourne VIC 3000
- First year providing advice
- 2004
- Can provide tax (financial) advice
- Yes
- Memberships
- Chartered Accountants Australia and New Zealand (CA ANZ)
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTMar 2013 – presentSHADFORTH FINANCIAL GROUP LIMITED · AFSL 318613
- CEASEDJun 2004 – Dec 2011RI ADVICE GROUP PTY LTD · AFSL 238429
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FNSASICR503A Provide Advice in Margin Lending
Pinnacle Financial Services Academy Pty Ltd · 2014 · Other
Self Managed Superannuation Funds
Kaplan Education Pty Ltd · 2012 · Other
Master of Business Administration
The University of Melbourne · 2003 · Masters Degree (AQF 9)
Bachelor of Commerce
The University of Melbourne · 1992 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Christopher Kendall McSwain claims the profile.
Reviews
Not yet reviewed
No client has reviewed Christopher Kendall McSwain on Souffle yet.
Contacting Christopher Kendall McSwain
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
SHADFORTH FINANCIAL GROUP LIMITED · AFSL 318613
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
Once Christopher Kendall McSwain claims this profile, their own contact options can appear here.
Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
For advisers
Is this your profile?
Claim it to add your services, fees and availability — the Souffle team checks every claim against the ASIC register. Souffle is also practice software built for Australian advisers.