James Liam Stephen
AINTREE GROUP WEALTH PTY LTD · Hawthorn East VIC 3123 · Advising since 2003
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000302741
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- AINTREE GROUP WEALTH PTY LTD · AFSL 537994Since 24 June 2022
- Principal business address
- Hawthorn East VIC 3123
- First year providing advice
- 2003
- Can provide tax (financial) advice
- No
- Memberships
- CFP - Certified Financial Planner (FPA)
- Further restrictions
- N/A.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJun 2022 – presentAINTREE GROUP WEALTH PTY LTD · AFSL 537994
- CEASEDDec 2016 – Jun 2022STRATEGIC FINANCIAL PLANNERS PTY LTD · AFSL 246845
- CEASEDFeb 2009 – Oct 2016CHARTER FINANCIAL PLANNING LIMITED · AFSL 234665
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Financial Adviser Exam
Fasea Standards Authority · 2019 · Other
Certified Financial Planner Certification
Financial Advice Association Australia · 2011 · Professional Designations
Financial Services (Financial Planning)
Tribeca · 2004 · Advanced Diploma (AQF 6)
Bachelor of Commerce
Deakin University · 1998
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once James Liam Stephen claims the profile.
Reviews
Not yet reviewed
No client has reviewed James Liam Stephen on Souffle yet.
Contacting James Liam Stephen
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
AINTREE GROUP WEALTH PTY LTD · AFSL 537994
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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