James Sefton
JAMES SEFTON & ASSOCIATES PTY LTD · Eltham VIC 3095 · Advising since 1997
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000236025
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative JAMES SEFTON & ASSOCIATES PTY LTD (no. 000415868)Since 15 December 2020
- Principal business address
- Eltham VIC 3095
- First year providing advice
- 1997
- Can provide tax (financial) advice
- Yes
- Memberships
- CFP - Certified Financial Planner (FPA); Financial Advice Association of Australia (FAAA)
- Further restrictions
- Not authorised to provide advice in SMSF
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTDec 2020 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative JAMES SEFTON & ASSOCIATES PTY LTD (no. 000415868)
- CEASEDDec 2011 – Dec 2020CHARTER FINANCIAL PLANNING LIMITED · AFSL 234665
- CEASEDJul 2008 – Dec 2011CS HERITAGE SECURITIES LTD · AFSL 321346
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Diploma of Financial Planning
Financial Planning Association of Australia (FPA) · 2001
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once James Sefton claims the profile.
Reviews
Not yet reviewed
No client has reviewed James Sefton on Souffle yet.
Contacting James Sefton
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
JAMES SEFTON & ASSOCIATES PTY LTD
Authorised by ALLIANCE WEALTH PTY LTD · AFSL 449221
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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