Jean Kaoru Findlay
MORGANS FINANCIAL LIMITED · Sydney NSW 2000 · Advising since 1997
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000222823
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- MORGANS FINANCIAL LIMITED · AFSL 235410Since 19 January 2018
- Principal business address
- Sydney NSW 2000
- First year providing advice
- 1997
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Miscellaneous investment products — MDA services
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJan 2018 – presentMORGANS FINANCIAL LIMITED · AFSL 235410
- CEASEDMay 2004 – Sep 2017SHAW AND PARTNERS LIMITED · AFSL 236048
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Ethics and Professional Relationships
QUT · 2020 · Bridging Course - Ethics
Master of Commerce (Finance)
University of New South Wales · 2011 · Masters Degree (AQF 9)
Margin Lending Accreditation Program
Deakin Prime · 2010 · Other
SMSF Specialist Pathway Program
Tribeca · 2007 · Other
Diploma of Financial Planning
Financial Planning Association · 2004 · Diploma (AQF 5)
SDIA Accreditation Program RG146
Deakin University · 2004 · Other
Bachelor of Science
University of Sydney · 1994
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Jean Kaoru Findlay claims the profile.
Reviews
Not yet reviewed
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Contacting Jean Kaoru Findlay
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
MORGANS FINANCIAL LIMITED · AFSL 235410
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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