Katerina Anne Kimmorley
LUMOS WEALTH PTY. LTD. · Southport QLD 4215 · Advising since 1992
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000242666
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative LUMOS WEALTH PTY. LTD. (no. 000250138)Since 13 February 2026
- Principal business address
- Southport QLD 4215
- First year providing advice
- 1992
- Can provide tax (financial) advice
- Yes
- Memberships
- Certified Financial Planner (CFP) of FAAA
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTFeb 2026 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative LUMOS WEALTH PTY. LTD. (no. 000250138)
- CEASEDAug 2019 – Feb 2026ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative THE KIMMORLEY CORPORATION PTY LIMITED (no. 000243047)
- CEASEDJul 2013 – Aug 2019MAGNITUDE GROUP PTY LTD · AFSL 221557Through authorised representative THE KIMMORLEY CORPORATION PTY LIMITED (no. 000243047)
- CEASEDJul 1992 – Jul 2013GWM ADVISER SERVICES PTY LTD · AFSL 230692
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Insurance Advice Course (FPC004)
Kaplan Higher Education · 2023 · Other
Economic and Legal Context for Financial Planning Course (FPC001B)
Kaplan Higher Education · 2022 · Bridging Course - Regulation & Legal Obligations
Ethics and Professionalism in Financial Advice Course (FPC002B)
Kaplan Higher Education · 2020 · Bridging Course - Ethics
Accredited Listed Product Adviser Program
Kaplan Professional · 2014 · Other
Self Managed Superannuation Funds Program
Kaplan Professional · 2014 · Other
Diploma of Financial Planning
FPA Australia · 1999 · Advanced Diploma (AQF 6)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Katerina Anne Kimmorley claims the profile.
Reviews
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Contacting Katerina Anne Kimmorley
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
LUMOS WEALTH PTY. LTD.
Authorised by ALLIANCE WEALTH PTY LTD · AFSL 449221
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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