Ross Allen Smith
SHENTON PTY LTD · Fig Tree Pocket QLD 4069 · Advising since 1983
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000245218
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by (current)
- SHENTON PTY LTD · AFSL 345470Since 13 May 2010SHENTON LIMITED · AFSL 342895Since 1 March 2010
- Principal business address
- Fig Tree Pocket QLD 4069
- First year providing advice
- 1983
- Can provide tax (financial) advice
- Not stated
- Memberships
- Hong Kong Insurance Authority No IA5477 - Technical Representative (Broker) Licence; Hong Kong Insurance Authority No IA5477 - Technical Representative (Broker) Licence; Hong Kong Insurance Law Association; Hong Kong Insurance Law Association; Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887; Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTMay 2010 – presentSHENTON PTY LTD · AFSL 345470
- CURRENTMar 2010 – presentSHENTON LIMITED · AFSL 342895
- CEASEDSep 1996 – Aug 2009PROFESSIONAL INVESTMENT SERVICES PTY LTD · AFSL 234951
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FASEA Financial Adviser (Ethics) Exam
Australian Council for Educational Research (ACER) · 2020 · Other
Self-Managed Superfunds (SMSF) Module
Integrity Education Group · 2016 · Other
Master of Laws in Corporate & Financial Law
University of Hong Kong · 2011 · Masters Degree (AQF 9)
Accredited Listed Products Advisor (ALPA)
Australian Securities Institute · 2008 · Other
Master of Commerce in Applied Finance
University of Queensland · 2004 · Masters Degree (AQF 9)
Diploma Program Examination equalivant to CFA Level 1
Hong Kong Securities & Investment Institute · 2003 · Diploma (AQF 5)
Master of Business Administration (Advanced)
University of Queensland · 1999 · Masters Degree (AQF 9)
Company Directors Course - Graduate Diploma GAICD - Professional Designations - University of Sydney
Australian Institute of Company Directors · 1998
Diploma of Superannuation Management DipSM - Diploma (AQF 5) - Macquarie University
Association of Superannuation Funds Australia ASFA · 1996
Certified Financial Planner
Financial Planning Association of Australia Limited · 1994
Bachelor of Economics
University of Adelaide · 1981 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Ross Allen Smith claims the profile.
Reviews
Not yet reviewed
No client has reviewed Ross Allen Smith on Souffle yet.
Contacting Ross Allen Smith
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
SHENTON PTY LTD · AFSL 345470
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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