Susan Joy Baker
SUSAN BAKER FINANCIAL PLANNING PTY LTD · Taree NSW 2430 · Advising since 1994
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000242862
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- CAPSTONE FINANCIAL PLANNING PTY LTD · AFSL 223135Through authorised representative SUSAN BAKER FINANCIAL PLANNING PTY LTD (no. 001284740)Since 22 December 2020
- Principal business address
- Taree NSW 2430
- First year providing advice
- 1994
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA)
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTDec 2020 – presentCAPSTONE FINANCIAL PLANNING PTY LTD · AFSL 223135Through authorised representative SUSAN BAKER FINANCIAL PLANNING PTY LTD (no. 001284740)
- CEASEDDec 2003 – Dec 2020GWM ADVISER SERVICES PTY LTD · AFSL 230692
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
SMSF Knowledge
Monarch Institute · 2022 · Certificate (AQF 1-4)
Provide advice in Margin Lending
MLC Advice Education · 2011 · Certificate (AQF 1-4)
Diploma of Financial Planning (DFP 1-8)
Financial Planning Association of Australia (FPA) · 1999 · Diploma (AQF 5)
Certified Financial Planner (CFP)
Financial Planning Association of Australia (FPA) · 1994 · Professional Designations
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Susan Joy Baker claims the profile.
Reviews
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Contacting Susan Joy Baker
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
SUSAN BAKER FINANCIAL PLANNING PTY LTD
Authorised by CAPSTONE FINANCIAL PLANNING PTY LTD · AFSL 223135
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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