Tracey Lea Grose
LUMOS WEALTH PTY. LTD. · Toowoomba QLD 4350 · Advising since 2004
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000271505
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative LUMOS WEALTH PTY. LTD. (no. 000250138)Since 12 January 2026
- Principal business address
- Toowoomba QLD 4350
- First year providing advice
- 2004
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA)
- Further restrictions
- Not authorised to provide advice on Self-Managed Super Funds, except for life insurance, contribution advice for an existing SMSF.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJan 2026 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative LUMOS WEALTH PTY. LTD. (no. 000250138)
- CEASEDSep 2021 – Dec 2025GALLAGHER BENEFIT SERVICES PTY LTD · AFSL 488001
- CEASEDFeb 2017 – Sep 2021BRIDGES FINANCIAL SERVICES PTY LIMITED · AFSL 240837
- CEASEDJul 2013 – Dec 2016A.C.N. 087 652 024 PTY LIMITED · AFSL 240984
- CEASEDApr 2007 – Jul 2013WESTPAC FINANCIAL SERVICES LIMITED · AFSL 233716
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Limited · 2023 · Graduate Diploma (AQF 8)
Advanced Diploma of Financial Services (Financial Planning)
Kaplan Professional · 2013 · Advanced Diploma (AQF 6)
Diploma of Financial Services (Financial Planning)
Kaplan Professional · 2013 · Diploma (AQF 5)
Margin Lending and Geared Investments Course
Kaplan Professional · 2010 · Other
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Tracey Lea Grose claims the profile.
Reviews
Not yet reviewed
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Contacting Tracey Lea Grose
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
LUMOS WEALTH PTY. LTD.
Authorised by ALLIANCE WEALTH PTY LTD · AFSL 449221
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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